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Feb 07
Form 13F Wilian Securities For: 6 February
AI-Generated from
Investing.com | Stock Market Quotes & Financial News
1.
Which of the following is the purpose of Form 13F filing?
A
To report insider trading activities
B
To disclose quarterly holdings of institutional investment managers
C
To announce corporate mergers
D
To report executive compensation
2.
What is the deadline for filing Form 13F for the quarter ending on December 31st?
A
30 days after the quarter ends
B
45 days after the quarter ends
C
60 days after the quarter ends
D
75 days after the quarter ends
3.
Who is required to file Form 13F?
A
Individual investors
B
Hedge funds with less than $100 million in assets under management
C
Institutional investment managers with over $100 million in assets under management
D
Private equity firms
4.
What regulatory body oversees the filing of Form 13F?
A
Securities and Exchange Commission (SEC)
B
Federal Reserve
C
Financial Industry Regulatory Authority (FINRA)
D
Commodity Futures Trading Commission (CFTC)
5.
What type of securities are disclosed in Form 13F?
A
Real estate investments
B
Private equity holdings
C
Publicly traded securities
D
Cryptocurrencies
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